Australia’s corporate regulator has proposed an overhaul of the financial-resource guidance that applies to licensed financial-market operators. ASIC’s consultation would retain the baseline expectation that a licensee hold resources sufficient to cover at least…
ASIC’s annual surveillance found recurring weaknesses in judgment-heavy reporting and audit work, prompting remediation and enforcement.
The Federal Court dismissed Benjamen Gussen’s claim over two articles, finding no proven serious harm and a public-document defence.
The Australian regulator would preserve a narrow licensing exemption for tax advice connected with financial products.
A new Clerks Award clause now gives covered employees a protected right to request home-working arrangements and provides a written framework for agreements.
Perfection Fresh has admitted cartel conduct in the supply of vegetables to ALDI and will jointly ask the Federal Court to impose a A$12 million penalty.
ASIC has imposed an interim stop order on offers in the Murdoch Clarke Mortgage Fund while it examines disclosure about related-party dealings, fees, risks and withdrawals.
ASIC accepted the cancellation of an auditor’s registration and an authorised audit company’s registration following surveillance concerns.
The Federal Court dismissed a public-policy challenge to enforcement of a foreign arbitral award, ending the stay on judgment entered for LandOcean companies.
The Federal Court found Mosaic Brands directors held exclusive privilege over safe-harbour advice but waived parts of it through board minutes and disclosures.
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